Coopman Search and Selection are delighted to be partnering with a leading multi-strategy hedge fund who have circa $10 billion AUM who are looking hire a Compliance Associate. This role will report directly into CCO. In this role you will be responsible for supporting the existing members of the London Compliance team. This person will be a key contributor in the day to day running of the compliance programme and also be involved in refining, improving and augmenting it as they grow. Key Responsibilities: Contributing to a comprehensive compliance monitoring program for our UK FCA regulated entity Supporting the UK Head of Compliance in developing a compliance framework to support new products & new markets Senior Managers and Certification Regime compliance, including associated recordkeeping, regulatory filings and managing the ‘fit and proper’ certification process Monitoring MiFID 2 research and corporate access, and preparing materials for Research Committee meetings Recordkeeping relating to best execution monitoring Market sounding / wall crossing process, including associated recordkeeping Share disclosure monitoring and filings Trade release process Expert network chaperoning Gifts and Entertainment monitoring Compiling and updating KYC materials Experience Required: 5 years compliance experience within the asset management environment Experience across multiple asset classes Experience with both FCA & SEC regulator preferred Ability to work in a fast paced & demanding environment Able to build strong relationships For a confidential discussion or for further information, please get in touch with chris.woodcoopman.uk As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.”
